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DISCLOSURES

FORM ADV

Raynmaker Financial is required to file and maintain updated Form ADV disclosure documents with regulators. These forms outline our business practices, services, fees, and any potential conflicts of interest. Clients are encouraged to review our latest ADV documents for full transparency.


👉 View our Form ADV on the SEC’s Investment Adviser Public Disclosure (IAPD) site.

CRD NUMBER

Our firm is identified by CRD# 336729, which is our Central Registration Depository number assigned by FINRA/SEC. This unique identifier allows clients, regulators, and the public to quickly locate our registration and background information.
 

👉 Search Raynmaker Financial by CRD# 336729 on the IAPD site

State Registration & SEC Oversight

Raynmaker Financial is registered as an Investment Adviser with the States of California and Arizona. Our firm is subject to oversight under applicable state securities laws and operates within the regulatory framework established by the Securities and Exchange Commission (SEC).

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⚠️ Important Disclosure: Registration as an Investment Adviser does not imply a certain level of skill or training. It simply means our firm has met the legal requirements to conduct business as an Investment Adviser and is subject to ongoing regulatory oversight.

Fiduciary Duty & Client Protection

As a Registered Investment Adviser (RIA), Raynmaker Financial is held to a fiduciary duty under the Investment Advisers Act of 1940. This means we are legally required to act in your best interest and to disclose all material conflicts of interest. Our firm does not accept commissions or hidden fees, and our compensation structure is designed to align with client interests.

© 2025 by Raynmaker Financial

DISCLAIMER: Content shared by Raynmaker Financial (CRD# 336729), a Registered Investment Adviser, is for informational and educational purposes only and is not intended as personalized investment, financial, tax, or legal advice. Registration does not imply a certain level of skill, training, or approval by any regulator. Information is provided as-is and is not a substitute for professional advice. Advisory services are offered only after a client’s formal enrollment and a comprehensive review of their individual financial situation, needs, goals, and risk tolerance. Past performance does not guarantee future results.

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